| COMPANY & DESCRIPTION | TRANSACTION |
|---|---|
| MailWise, LLC Provider of Hosted Email Security Solutions |
Financial Advisor to the Company in connection with its acquisition by j2 Global Communications, Inc. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with its acquisition by Computer Sciences Corporation. We initiated this transaction and assisted in the negotiations. |
| Homeview, Inc. Home Buyers MultiMedia Search Service |
Private placement of $6 million Convertible Preferred Stock with IBM Corporation. |
| Physical Sciences Inc. Applied Research & Development Services |
Private placement of Subordinated Notes with Alternative Warrants and arrangement of a Revolving Credit Facility to finance the growth of a commercial environmental instruments subsidiary. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Private placement of Subordinated Notes and Common Stock. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Private placement of Convertible Preferred Stock. |
| Seayco Integrators, Inc. Provider of Warehouse Automation Software & Services |
Financial Advisor to the Company in connection with its acquisition by Reddwerks Corporation. |
| CDM Smith, Inc. Environmental Engineering Services |
Financial advisor in connection with designing a Stock Ownership Plan and restructuring the company’s capital structure. |
| Heredia Pte. Ltd. Enhanced Communications Services Provider |
Financial advisor to the company in connection with structuring and negotiating the company’s equity financing from a corporate partner in Shanghai, PRC. |
| Robert Flemming & Co. Limited UK Merchant Bank |
Financial advisor to the company in connection with the evaluation and sale of its minority Stock ownership in a privately held company. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $20.5 million of Convertible Preferred Stock. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Valuation in connection with the company’s offer to exchange securities. |
| CDM Smith, Inc. Environmental Engineering Services |
Private placement of $10 million of Senior Term Notes and arrangement of a $25 million Revolving Credit Facility. |
| Guzovsky Electrical Corporation Electrical Contracting Services |
Financial advisor to the company and its shareholders in connection with its acquisition by JWP Inc. |
| Computer Partners, Inc. Systems Integration Consulting |
Financial advisor to the company in connection with structuring and arranging the buyout of a major Stockholder through a leveraged ESOP financing. |
| SPP Hambro & Co. Specialty Investment Bank |
Financial advisor to this New York based investment bank in connection with its management buyout. |
| Proximity, Inc. Teleconferencing & Video Conferencing Services |
Financial advisor to the company in connection with its acquisition by ACT Teleconferencing, Inc. We initiated this transaction and led the negotiations. |
| CDM Smith, Inc. Environmental Engineering Services |
Valuation of the company for gift tax purposes. |
| Leasing Technologies International, Inc. Venture Leasing Services |
Private placement of Convertible Preferred Stock. |
| Verance Corporation Media Information Services Provider & DRM Software Developer |
Private placement of $5 million of Convertible Preferred Stock. |